Our Services

Regulatory

We advise companies, financial institutions, fund managers, VCs on matters relating to fund formation and applicable Singapore securities regulations, including application for capital markets services licences, financial adviser’s licences, advising on the scope and types of exemption from the licensing regime and offering restrictions.
 
Transaction Experience:
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• Advising a large Korean securities company on the applicable securities laws & regulations in Singapore and compliance, corporate governance and other regulatory issues and matters. We also assisted in their application to the MAS for the capital market services licence and financial adviser’s licence.

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• Advising a large Scandinavian bank on applicable Singapore banking and securities laws and regulations, including the review and localisation of their banking documents, advising on products and services and providing specific legal advice as to licences and permits required.